More security, more trust: Audit services for banks and other financial companies

Audit services that create trust

Credibility and trustworthiness count among the most important assets of a business enterprise. A professionally carried out audit increases the reliability of your corporate information for all decision-makers. This applies equally to statutory annual and consolidated financial statements and to special voluntary audits. Our audit specialists carry out independent and objective audit services with you on your own premises, attaching the greatest importance to providing personal support. Their approach is tailored to the specific industry and particular specialist area to ensure the highest degree of transparency and cost effectiveness for you.

 

Our audit services at a glance:

  • Statutory banking and stock exchange auditing firm
  • Auditing firm of fund management companies, asset managers and pension schemes
  • Auditing firm of collective capital investments / investment funds
  • Auditor under the Liechtenstein Insurance Supervision Act (FL)
  • Regulatory auditor pursuant to the Payment Services Act and the E-Money Act (FL)
  • Initial inspection of applications for a licence submitted to the Swiss Financial Market Supervisory Authority (FINMA)
  • Internal auditing for banks and securities dealers
  • Assessment of internal sets of rules such as regulations, directives, contracts, account-opening documents
  • Regulatory tasks as a consultant and expert, such those relating to guarantee issues, product distribution, outsourcing, banking secrecy/data protection, statutory reporting obligations, cross-border governance, qualified intermediary regulations (QI), the Foreign Account Tax Compliance Act (FATCA) and combatting money laundering
  • Advisory services on the structure of risk management and the internal control system (ICS)
  • Money laundering audits
  • Outsourcing accounting for banks
  • Auditing firm of pension funds
  • Auditing firm of investment foundations

Our licences

  • State supervised audit enterprise
  • Licence to audit banks and securities dealers
  • Licence to audit fund managers and asset managers
  • Auditor of investment funds
  • Auditing in the area of money laundering
  • Auditor of occupational pension schemes
  • Auditor of insurance companies (FL)
Brochure Financial Services Download PDF